Timothy M. Mcgannon

STRATEGIC WEALTH PARTNERS, LTD.

ALPHARETTA, GA 30004

Some features on this profile are disabled

CRD#: 872748

Professional summary

Timothy Michael Mcgannon is a registered financial advisor currently at STRATEGIC WEALTH PARTNERS, LTD. located in Alpharetta, Georgia.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Timothy has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Mcgannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2024 - Present

STRATEGIC WEALTH PARTNERS, LTD.

Office #1: 12600 Deerfield Parkway, Alpharetta, GA 30004

RIA

CRD#: 148586

ALPHARETTA, GA

Past

October 2, 2006 - June 22, 2022

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

February 12, 2004 - September 12, 2006

BNY CAPITAL MARKETS INC.

CRD#: 18303

NEW YORK, NY

Past

March 7, 2000 - February 11, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

September 24, 1997 - February 11, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 29, 1996 - October 2, 1997

SHAY FINANCIAL SERVICES CO.

CRD#: 27215

IRVING, TX

Past

February 15, 1994 - November 21, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 13, 1990 - March 11, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

October 24, 1979 - January 31, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1979

General Securities Representative Examination

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5005 Rockside Road Suite 1200, Independence, OH 44131-6829

Mailing Address

Phone number

(216) 800-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWP FORM ADV, PART 2A DTD 03-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,669
AUM (Assets Under Management)	$ 1,324,195,489

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

Kermit Cottrell

STATE FARM VP MANAGEMENT CORP.

Dunwoody, GA

Matthew Hudzina

MORGAN STANLEY

Alpharetta, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy M. Mcgannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Mcgannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST SECURITIES, INC.

BNY CAPITAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SHAY FINANCIAL SERVICES CO.

PRUDENTIAL EQUITY GROUP, LLC

KIDDER, PEABODY & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STRATEGIC WEALTH PARTNERS, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2024

Series 63

Date: 11/12/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1979

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH PARTNERS, LTD.

TRUST BUT VERIFY

Similar Advisors