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Anthony P Lepore

CRD# 872743·Registered 1979 - 2018
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony P Lepore, who also goes by Anthony Peter Lepore, Tony Lepore, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1979 - 2018. Anthony had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Peter Lepore, Tony Lepore

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

COONS ADVISORS·CRD# 129067
RIA
Naples, FL
June 28, 2012 - April 9, 2018
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
August 8, 1988 - November 15, 1989
FIFTH THIRD SECURITIES, INC.·CRD# 3155
BD
July 17, 1986 - August 8, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
January 16, 1984 - March 21, 1986
E. F. HUTTON & COMPANY INC·CRD# 235
BD
April 14, 1983 - January 30, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
October 24, 1979 - April 25, 1983

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Current Firm

CA
COONS ADVISORS

COONS ADVISORS | J.W. COONS ADVISORS, LLC

CRD#: 129067 / SEC#: 801-64017

Contact Information

Main Address

1151 Bethel Road Suite 204, Columbus, OH 43220

Phone Number

(614) 918-3500

# of Employees

9

Documents

Latest Form ADV

Part 2 Brochures

J.W. COONS ADVISORS FORM ADV PART 2A (3/18/2025)

Regulatory Assets Under Management

Total Number of Accounts

341

AUM (Assets Under Management)

$587,033,258

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1979About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1979About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1988About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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