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ML

Mary Lisanti

LISANTI CAPITAL GROWTH LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 872690
ML

Professional summary

Mary Lisanti is a registered financial advisor currently at LISANTI CAPITAL GROWTH LLC located in New York, New York.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Mary has worked at 7 firms and has passed the Series 65, Series 6 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Lisanti's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2021 - Present

LISANTI CAPITAL GROWTH LLC

Office #1: 777 Third Avenue 14th Floor, New York, NY 10017
RIA
CRD#: 130023
New York, NY
Past

December 6, 2006 - April 18, 2007

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

January 23, 2004 - December 31, 2008

LISANTI CAPITAL GROWTH LLC

RIA
CRD#: 130023
NEW YORK, NY
Past

July 3, 1990 - February 2, 1993

LIEBER & COMPANY

BD
CRD#: 4163
WHITE PLAINS, NY
Past

November 7, 1988 - May 8, 1990

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

March 7, 1988 - November 26, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 5, 1983 - March 7, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

August 12, 1980 - April 20, 1983

L. F. ROTHSCHILD & CO. INCORPORATED

BD
CRD#: 501
Past

October 24, 1979 - May 23, 1980

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LISANTI CAPITAL GROWTH LLC
AH LISANTI CAPITAL GROWTH, LLC | LISANTI CAPITAL GROWTH LLC | LEBENTHAL LISANTI CAPITAL GROWTH, LLC

CRD#: 130023 / SEC#: 801-62639

RIA
Registered Investment Advisory firm - (1/5/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(5/5/2021)
IAR
Texas
(8/30/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/1996
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 5/23/2005
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/1979
General Securities Representative Examination

Current Firm

LC
LISANTI CAPITAL GROWTH LLC
AH LISANTI CAPITAL GROWTH, LLC | LISANTI CAPITAL GROWTH LLC | LEBENTHAL LISANTI CAPITAL GROWTH, LLC

CRD#: 130023 / SEC#: 801-62639

RIA
Registered Investment Advisory firm - (1/5/2004 Approved)
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Contact information

Main Address
777 Third Avenue 14th Floor, New York, NY 10017
Mailing Address
Phone number
(332) 262-3100
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LISANTI CAPITAL GROWTH ADV PART 2A BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts22
AUM (Assets Under Management)$ 427,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LISANTI CAPITAL GROWTH LLC

CRD#: 130023New York, NY 10017

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