James E. Keenan
Professional summary
James Edward Keenan JR, CIMA®, who also goes by James E Keenan Jr, is a registered financial advisor currently at KEENAN PRIVATE WEALTH MANAGEMENT located in New York, New York.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. James has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Keenan JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2021 - Present
KEENAN PRIVATE WEALTH MANAGEMENT
Office #1: 535 5th Ave 4th Floor, New York, NY, 10017August 5, 1993 - January 13, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 22, 1989 - August 3, 1993
UBS FINANCIAL SERVICES INC.
August 7, 1984 - December 5, 1989
MORGAN STANLEY DW INC.
September 10, 1982 - September 12, 1984
UBS FINANCIAL SERVICES INC.
November 17, 1981 - September 24, 1982
LEHMAN BROTHERS INC.
June 5, 1980 - November 6, 1981
PRUDENTIAL EQUITY GROUP, LLC
October 24, 1979 - May 17, 1980
BRODIS SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/2/2021)
Exams
Current Firm
KEENAN PRIVATE WEALTH MANAGEMENT
CRD#: 118174 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 7,429,380 |
Red Flags
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