David C. Jachimczyk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Caesar Jachimczyk was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1979. David had worked at 5 firms and has passed the Series 63, Series 7, Series 25 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2012 - October 10, 2012
MOGAVERO LEE & CO INC.
March 11, 2010 - June 1, 2010
E. H. SMITH JACOBS & CO., INC.
October 1, 2000 - March 3, 2008
HLA SECURITIES INC
June 17, 1981 - March 19, 1987
IFB MANAGING PARTNERSHIP, L.P.
October 24, 1979 - January 18, 1985
BEDFORD PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/9/2000
NYSE Trading Assistant ExaminationSeries 8
Date: 6/28/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MOGAVERO LEE & CO INC.
CRD#: 32723 / SEC#: , 8-42373
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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