Philip S. Clum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Stuart Clum, who also goes by Philip S Clum, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1979. Philip had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2013 - October 19, 2020
PLACITAS CAPITAL MANAGEMENT
July 25, 1983 - August 19, 1994
TUCKER ANTHONY INCORPORATED
November 16, 1979 - August 3, 1983
UBS FINANCIAL SERVICES INC.
October 24, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PLACITAS CAPITAL MANAGEMENT
CRD#: 165683 / SEC#:
Contact information
Red Flags
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