Craig T. Callahan

ICON ADVISERS

GREENWOOD VILLAGE, CO 80111

Some features on this profile are disabled

CRD#: 872598

Professional summary

Craig Thomas Callahan is a registered financial advisor currently at ICON ADVISERS, INC. located in Greenwood Village, Colorado and RFS PARTNERS located in Greenwood Village, Colorado.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Craig has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Craig Callahan is an employee of ICON Advisers, INC., a registered Investment adviser located at 8480 East Orchard Road, Suite 1200, Greenwood Village, CO 80111 and is a registered representative of RFS Partners, a broker dealer located at 1875 Lawrence Street, Suite 300, Denver, CO 80202.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Thomas Callahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2002 - Present

ICON ADVISERS, INC.

Office #1: 8480 East Orchard Road Suite 1200, Greenwood Village, CO 80111

RIA

CRD#: 108268

GREENWOOD VILLAGE, CO

Current

September 30, 2020 - Present

RFS PARTNERS

Office #1: 8480 Orchard Road E Suite 1200, Greenwood Village, CO 80111

CRD#: 18119

Greenwood Village, CO

Past

September 30, 1991 - September 30, 2020

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

October 19, 1988 - November 6, 1990

INTERCAP FINANCIAL CORPORATION

CRD#: 15420

Past

March 23, 1985 - November 6, 1990

INTERCAP FINANCIAL CORPORATION

CRD#: 15420

Past

June 15, 1984 - December 17, 1984

CHESLEY AND DUNN, INC.

CRD#: 8362

Past

October 24, 1979 - June 7, 1984

FIRST FINANCIAL SECURITIES, INC.

CRD#: 6758

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ICON ADVISERS, INC.

ICON ADVISERS, INC. | MERIDIAN INVESTMENT MANAGEMENT CORPORATION | MERIDIAN INVESTMENT MANAGEMENT CORP

CRD#: 108268 / SEC#: 801-38868

RIA

Registered Investment Advisory firm - (5/17/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(6/6/2003)

Colorado
(10/1/2020)

Florida
(10/19/2020)

IAR

Texas
(7/9/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2003

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/25/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/26/1984

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ICON ADVISERS, INC.

ICON ADVISERS, INC. | MERIDIAN INVESTMENT MANAGEMENT CORPORATION | MERIDIAN INVESTMENT MANAGEMENT CORP

CRD#: 108268 / SEC#: 801-38868

RIA

Registered Investment Advisory firm - (5/17/1991 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8480 E Orchard Road Suite 1200, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 790-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ICON ADVISERS, INC. FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	341
AUM (Assets Under Management)	$ 793,555,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Craig T. Callahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Thomas Callahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

RFS PARTNERS

ICON DISTRIBUTORS, INC.

INTERCAP FINANCIAL CORPORATION

INTERCAP FINANCIAL CORPORATION

CHESLEY AND DUNN, INC.

FIRST FINANCIAL SECURITIES, INC.

Primary Firm SEC Registration

ICON ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2003

Series 65

Date: 3/25/1994

Series 63

Date: 7/15/1980

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1979

Series 24

Date: 12/26/1984

FINRA

Current Firm

ICON ADVISERS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ICON ADVISERS, INC.

TRUST BUT VERIFY

Similar Advisors