John R. May
Professional summary
John Richard May, CFP®, who also goes by Jack May, is a registered financial advisor currently at XML FINANCIAL GROUP located in Haymarket, Virginia and XML SECURITIES located in Fairfax, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. John has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 62, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Richard May's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1983
Experience
February 1, 2019 - Present
XML FINANCIAL GROUP
June 17, 2008 - Present
XML SECURITIES
Office #1: 10306 Eaton Place Suite 230, Fairfax, VA 22030Office #2: 6901 Rockledge Drive Suite 730, Bethesda, MD 20817January 2, 2008 - February 1, 2019
XML SECURITIES
August 19, 1999 - December 31, 2007
LARA, SHULL & MAY, LTD
February 24, 1992 - June 18, 2008
LARA, SHULL & MAY, LTD
November 20, 1980 - March 4, 1992
MANNA CAPITAL MANAGEMENT
October 24, 1979 - December 14, 1980
DERAND/PENNINGTON/BASS, INC.
Primary Firm SEC Registration
XML FINANCIAL GROUP
CRD#: 284987 / SEC#: 801-108376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2013)
(9/11/2019)
(4/26/2019)
(6/26/2008)
(6/23/2008)
(6/24/2008)
(8/16/2016)
(5/6/2016)
(12/21/2018)
(6/23/2008)
(6/24/2008)
(6/23/2008)
(6/27/2008)
(8/2/2019)
(6/24/2008)
(1/5/2009)
(11/5/2025)
(6/19/2008)
(2/1/2019)
(7/8/2021)
(6/19/2008)
(5/16/2017)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 1
Date: 10/20/1979
Registered Representative ExaminationFINRA
Current Firm
XML FINANCIAL GROUP
CRD#: 284987 / SEC#: 801-108376
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,044 |
| AUM (Assets Under Management) | $ 2,993,236,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/19/2024 | ||
| 07/19/2023 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
