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RL

Ronald J. Lazarov

Some features on this profile are disabled
CRD#: 872581
RL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Jay Lazarov, who also goes by Ron Lazarov, Ronnie Lazarov, was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1979. Ronald had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ron Lazarov | Ronnie Lazarov

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Kelman-Lazarov, Inc., Start: 08/01/1979, 5100 Poplar Ave., Ste. 2805, Memphis, TN 38137, Corporation, RIA, President, IAR, Partner, Provide comprehensive Investment Management and Financial Planning Services to Clients, Investment Related, 40 hours per month, 3 hours per day during trading hours. 2. SRJS INVESTMENTS, LLC, START DATE: 01/01/79, 597 LEXINGTON CLUB COURT, APT 201, MEMPHIS, TN 38117, LLC, FAMILY LIMITED LIABILITY COMPANY, CHIEF MANAGER, 3 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. SYDNEY LAZAROV FAMILY PARTNERSHIP, START DATE: 2009, 597 LEXINGTON CLUB COURT, APT 201, MEMPHIS, TN 38117, PARTNERSHIP, ASSISTANT CHIEF MANAGER AND SECRETARY, OUTSIDE PROPERTY MANAGEMENT SENDS DISTRIBUTIONS MONTHLY AND I DISTRIBUTE TO FAMILY MEMBERS, INVESTMENT RELATED, 1-2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 4. Ballet Memphis, Start Date: 11/14/2023, 2144 Madison Ave., Memphis, TN 38104, Corporation, Ballet Company, Board Member, Works with the Board to make decisions on behalf of Ballet Memphis, Not Investment Related, 5 Hours per month. 0 Hours per day during trading hours. 5. Jewish Foundation of Memphis, Start Date: 06/15/2022, 6560 Poplar Ave., Ste. B, Memphis, TN 38138, Foundation, Philanthropic Foundation, Board Member, Works with Board to make strategic decisions on behalf of the foundation, Investment Related, 3 Hours per month, 0 Hours per day during trading hours. 6. Bar Limina, LLC., Start Date: 12/31/2024, 631 Madison Ave., Memphis, TN 38103, LLC, Bar in Memphis, Investor, Duties - None, Investment Related, 0 Hours per month, 0 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 26, 2016 - November 26, 2025

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
Memphis, TN
Past

October 14, 2004 - July 25, 2016

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
MEMPHIS, TN
Past

March 11, 2004 - December 8, 2025

KELMAN LAZAROV INC

RIA
CRD#: 107727
MEMPHIS, TN
Past

September 9, 1998 - July 25, 2016

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
MEMPHIS, TN
Past

January 31, 1997 - September 10, 1998

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

November 28, 1990 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

BD
CRD#: 16546
ATLANTA, GA
Past

January 8, 1982 - November 28, 1990

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

October 24, 1979 - December 20, 1981

CORNERSTONE FINANCIAL SERVICES, INC.

BD
CRD#: 953

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/1979
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/1979
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/10/1983
General Securities Principal Examination

Current Firm

MS
MUTUAL SECURITIES, INC.
COWLES, SABOL & COMPANY, INCORPORATED | MUTUAL SECURITIES, INC. OF CALIFORNIA | MUTUAL SECURITIES, INC. | MUTUAL SECURITIES INC., OF CALIFORNIA | MUTUAL SECURITIES INC. OF CALIFORNIA

CRD#: 13092 / SEC#: 801-68443, 8-28580

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
807-a Camarillo Springs Road, Camarillo, CA 93012
Mailing Address
P.o. Box 2864, Camarillo, CA 93011
Phone number
(805) 764-6730
Established
California since 02/04/1982
Firm type
Corporation
Fiscal year end
June
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MUTUAL GROUP, INC.CORPORATION
CLAUSSEN, DAWN MARIECHIEF OPERATING OFFICER5445747
DAMIANI, NICHOLAS ARTHURCHIEF ADMINISTRATIVE OFFICER5669491
JASPER, AARON TCHIEF EXECUTIVE OFFICER5016734
SABOL, RYAN STEPHENMANAGING PRINCIPAL4419285
SHANNON, DEBRA DAWNCHIEF COMPLIANCE OFFICER5021297
VOSS, MITCHELL CRAIGCHAIRMAN1029100

Disclosures

Regulatory Event2
Arbitration8

Red Flags

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Company Information

MUTUAL SECURITIES, INC.

CRD#: 13092

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