Jon E. Shong

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CRD#: 872376

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jon Elmer Shong was a registered financial professional .

Jon is a previously registered financial professional and started their career in finance in 1979. Jon had worked at 8 firms and has passed the Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 8, 1997 - March 23, 2016

ADVISORS MANAGEMENT GROUP INC

RIA

CRD#: 113020

LA CROSSE, WI

Past

May 21, 1993 - December 31, 1994

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Past

May 8, 1992 - May 7, 1993

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

Past

January 17, 1985 - May 12, 1992

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Past

July 5, 1983 - January 6, 1984

HORACE MANN INVESTORS, INC.

CRD#: 11643

Past

October 16, 1979 - May 5, 1983

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

October 16, 1979 - May 5, 1983

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

October 16, 1979 - May 5, 1983

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORS MANAGEMENT GROUP INC

CRD#: 113020 / SEC#: 801-33545

RIA

Registered Investment Advisory firm - (2/13/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/5/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/3/1992

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 10/4/1979

Registered Representative Examination

Current Firm

ADVISORS MANAGEMENT GROUP INC

CRD#: 113020 / SEC#: 801-33545

RIA

Registered Investment Advisory firm - (2/13/1989 Approved)

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Contact information

Main Address

505 King St Ste 208, La Crosse, WI 54601

Mailing Address

Phone number

(608) 782-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/15/2025)

Regulatory assets under management

Total Number of Accounts	4,862
AUM (Assets Under Management)	$ 712,612,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jon E. Shong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AVANTAX INVESTMENT SERVICES, INC.

KEOGLER, MORGAN & COMPANY, INC.

WOODBURY FINANCIAL SERVICES, INC.

HORACE MANN INVESTORS, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

ADVISORS MANAGEMENT GROUP INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/1979

Series 7

Date: 2/3/1992

Series 1

Date: 10/4/1979

Current Firm

ADVISORS MANAGEMENT GROUP INC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORS MANAGEMENT GROUP INC

TRUST BUT VERIFY

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