William R. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Friedman JR, who also goes by Robert Friedman, W. Robert Friedman, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1978. William had worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2014 - November 8, 2022
DRESNER INVESTMENT SERVICES, INC.
February 3, 2010 - April 2, 2014
NORTHEAST SECURITIES, LLC
July 2, 2003 - January 29, 2010
BURNHAM SECURITIES INC.
August 14, 1996 - July 9, 2003
DOMINICK & DICKERMAN LLC
May 4, 1995 - July 12, 1996
ABN AMRO SECURITIES LLC
August 25, 1992 - December 13, 1994
ROBERT FLEMING INC.
June 1, 1978 - January 16, 1987
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 40
Date: 8/31/1978
Registered Principal ExaminationCurrent Firm
DRESNER INVESTMENT SERVICES, INC.
CRD#: 35145 / SEC#: , 8-46575
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
