Terrence L. Dignan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Lee Dignan, who also goes by Terrence L Dignan, Terry Dignan, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1979. Terrence had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2009 - January 4, 2017
MIDLAND FINANCIAL ADVISORS, INC.
June 29, 2006 - May 2, 2007
VOYAGER CAPITAL MANAGEMENT, LLC
August 30, 2005 - December 31, 2009
CAPITAL FINANCIAL SERVICES, INC.
April 2, 1986 - December 31, 2011
CAPITAL FINANCIAL SERVICES, INC.
December 4, 1981 - April 8, 1986
CHARTER SECURITIES CORPORATION
October 9, 1979 - November 11, 1981
FPC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/1/1979
Registered Representative ExaminationCurrent Firm
MIDLAND FINANCIAL ADVISORS, INC.
CRD#: 149499 / SEC#: 801-70047
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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