Charles E. Heikenen
Professional summary
Charles Edward Heikenen, who also goes by Chuck Heikenen, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1987. Charles has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Edward Heikenen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 6, 2010 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
December 18, 2006 - January 27, 2009
P.J. ROBB VARIABLE, LLC
August 28, 2000 - December 31, 2004
PRUCO SECURITIES, LLC.
January 29, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 29, 1999 - June 26, 2000
EQUITABLE ADVISORS, LLC
August 26, 1988 - February 21, 1996
LUTHERAN BROTHERHOOD SECURITIES CORP.
January 22, 1988 - August 25, 1988
FOCUS SECURITIES, INC.
December 22, 1987 - February 8, 1988
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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