Timothy L. Burkes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Lane Burkes, who also goes by T Lane Burkes, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1979. Timothy had worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 1995 - November 29, 1995
WHITEHALL-PARKER SECURITIES, INC.
February 7, 1992 - October 6, 1992
FSC SECURITIES CORPORATION
March 29, 1990 - February 7, 1992
BRITSON INVESTMENTS, INC.
April 11, 1988 - February 27, 1990
LEHMAN BROTHERS INC.
October 13, 1980 - April 11, 1988
E. F. HUTTON & COMPANY INC
October 9, 1979 - October 13, 1980
SAGE FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/2/1979
Registered Representative ExaminationCurrent Firm
WHITEHALL-PARKER SECURITIES, INC.
CRD#: 10608 / SEC#: , 8-27688
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 20,000,000 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
