Stephen R. Leesman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Ray Leesman was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1979. Stephen had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2007 - January 10, 2020
VALMARK SECURITIES, INC.
March 30, 2005 - June 8, 2007
EQUITABLE ADVISORS, LLC
October 5, 1989 - April 10, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 5, 1989 - April 10, 2003
OSAIC FA, INC.
November 23, 1985 - September 25, 1989
INVESTORS BROKERAGE SERVICES, INC.
February 10, 1982 - November 12, 1985
LINCOLN NATIONAL PENSION INSURANCE COMPANY
February 10, 1982 - November 12, 1985
OSAIC FA, INC.
October 4, 1979 - November 12, 1985
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/29/1979
Registered Representative ExaminationCurrent Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
