Ronald Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Johnson, who also goes by Ronald H Johnson, Ronald Hans Johnson, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1994. Ronald had worked at 7 firms and has passed the Series 66, Series 63, Series 65, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2013 - June 16, 2014
ESPOSITO PARTNERS, LLC
December 3, 2013 - June 16, 2014
ESPOSITO SECURITIES, LLC
October 10, 2012 - November 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2012 - November 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 4, 2011 - September 6, 2012
PROTECTED INVESTORS OF AMERICA
December 20, 2006 - November 19, 2007
SAPENO INC.
November 17, 2003 - December 12, 2003
FISHER INVESTMENTS
January 6, 1999 - February 28, 2001
D.H. BLAIR INVESTMENT BANKING CORP.
April 20, 1994 - July 6, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/20/1979
Registered Representative ExaminationCurrent Firm
ESPOSITO PARTNERS, LLC
CRD#: 147373 / SEC#: 801-69223
Contact information
Red Flags
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