Mark W. Ruebusch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Ruebusch was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1979. Mark had worked at 7 firms and has passed the Series 63, SIE, Series 6, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2013 - December 31, 2014
THE LEADERS GROUP, INC.
June 1, 2012 - July 19, 2013
LINCOLN INVESTMENT
September 30, 2009 - June 1, 2012
CINCINNATI ANALYSTS, INC.
July 28, 2008 - September 2, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
December 6, 2005 - April 16, 2008
WELLS FARGO CLEARING SERVICES, LLC
March 24, 2005 - November 28, 2005
TOWER SQUARE SECURITIES, INC.
June 2, 1992 - October 20, 2004
HIMCO DISTRIBUTION SERVICES COMPANY
August 26, 1991 - February 11, 1992
THE O.N. EQUITY SALES COMPANY
October 2, 1979 - July 13, 1983
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/20/1979
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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