Paul A. Hurtado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Anthony Hurtado JR was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1979. Paul had worked at 5 firms and has passed the Series 63, Series 7, Series 8, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1986 - April 10, 1990
TRI-BRADLEY INVESTMENTS
September 26, 1984 - December 26, 1985
TRI-SECURITIES, INC.
April 30, 1984 - June 7, 1984
FIRST INTERWEST SECURITIES CORPORATION
April 28, 1981 - February 27, 1984
VANTAGE SECURITIES OF COLORADO, INC.
September 26, 1979 - January 31, 1981
FIRST FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/5/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRI-BRADLEY INVESTMENTS
CRD#: 14208 / SEC#: , 8-30394
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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