Edward S. Wosiski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Samuel Wosiski was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1979. Edward had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - March 6, 2018
T3 TRADING GROUP, LLC
May 9, 2011 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
June 21, 2005 - August 31, 2006
INCAP SECURITIES, INC.
March 21, 2003 - May 24, 2012
PRISOL SECURITIES, INC.
December 24, 1996 - March 18, 2003
LOCKWOOD FINANCIAL SERVICES, INC.
November 26, 1979 - January 25, 1995
LEHMAN BROTHERS INC.
September 26, 1979 - November 26, 1979
LOEB PARTNERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 3/9/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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