William J. Hackett

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CRD#: 871924

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William James Hackett, who also goes by Billy Hackett, William J Hackett, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1979. William had worked at 11 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Billy Hackett | William J Hackett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 15, 2008 - July 16, 2012

TRADE INFORMATICS LLC

CRD#: 143867

PURCHASE, NY

Past

September 21, 2001 - April 18, 2008

LEERINK PARTNERS LLC

CRD#: 39011

NEW YORK, NY

Past

August 27, 1998 - September 22, 2000

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

March 26, 1996 - June 16, 1997

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

March 15, 1991 - March 6, 1996

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 25, 1990 - November 20, 1990

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

April 24, 1986 - June 15, 1990

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

March 21, 1986 - April 28, 1986

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

January 25, 1982 - August 19, 1985

SCHRODER & CO. INC.

CRD#: 6112

Past

July 10, 1980 - February 2, 1982

BECKER PARIBAS INCORPORATED

CRD#: 7635

Past

September 26, 1979 - June 6, 1980

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 4/27/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/15/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 1/27/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

TRADE INFORMATICS LLC

S.J. LEVINSON & SONS LLC | TRADE INFORMATICS LLC

CRD#: 143867 / SEC#: , 8-67613

Terminated by SEC on 10/23/2021

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 11/21/2006

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
TRADE INFORMATICS, INC. (FORMERLY PLIA SYSTEMS, INC.)	SOLE MEMBER
CELEBUSKI, MATTHEW JOHN	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	1869106
MOORE, ERIC DOUGLAS	CFO/FINOP/COO	2199329

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Hackett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEERINK PARTNERS LLC

ABN AMRO SECURITIES LLC

LADENBURG THALMANN & CO. INC.

LEHMAN BROTHERS INC.

ALEX. BROWN & SONS INCORPORATED

CREDIT SUISSE SECURITIES (USA) LLC

DREXEL BURNHAM LAMBERT INCORPORATED

SCHRODER & CO. INC.

BECKER PARIBAS INCORPORATED

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/2000

Series 55

Date: 4/27/2000

Series 7

Date: 9/15/1979

Series 24

Date: 3/6/2000

Series 8

Date: 1/27/1999

Current Firm

TRADE INFORMATICS LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

TRADE INFORMATICS LLC

TRUST BUT VERIFY

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