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William James Hackett

CRD# 871924·Registered 1979 - 2012
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William James Hackett, who also goes by Billy Hackett, William J Hackett, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1979 - 2012. William had worked at 11 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Billy Hackett, William J Hackett

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

TRADE INFORMATICS LLC·CRD# 143867
BD
Purchase, NY
April 15, 2008 - July 16, 2012
LEERINK PARTNERS LLC·CRD# 39011
BD
New York, NY
September 21, 2001 - April 18, 2008
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
August 27, 1998 - September 22, 2000
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
March 26, 1996 - June 16, 1997
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 15, 1991 - March 6, 1996
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
September 25, 1990 - November 20, 1990
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
April 24, 1986 - June 15, 1990
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
March 21, 1986 - April 28, 1986
SCHRODER & CO. INC.·CRD# 6112
BD
January 25, 1982 - August 19, 1985
BECKER PARIBAS INCORPORATED·CRD# 7635
BD
July 10, 1980 - February 2, 1982
E. F. HUTTON & COMPANY INC·CRD# 235
BD
September 26, 1979 - June 6, 1980

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Current Firm

TI
TRADE INFORMATICS LLC

S.J. LEVINSON & SONS LLC | TRADE INFORMATICS LLC

CRD#: 143867 / SEC#: 8-67613
BD
Terminated by SEC on 10/23/2021

Contact Information

Established

New York since 11/21/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TRADE INFORMATICS, INC. (FORMERLY PLIA SYSTEMS, INC.)SOLE MEMBER—
CELEBUSKI, MATTHEW JOHNCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER1869106
MOORE, ERIC DOUGLASCFO/FINOP/COO2199329

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2000About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Sep 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2000About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jan 1999

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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