Robert Feig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Feig was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 3, Series 55, Series 5, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2008 - March 21, 2023
S. GOLDMAN ADVISORS, LLC
January 14, 2008 - November 1, 2021
S. GOLDMAN CAPITAL LLC
April 24, 2006 - December 6, 2006
G-2 TRADING,LLC
December 4, 1997 - December 6, 2006
CARLIN EQUITIES, LLC
September 1, 1994 - September 9, 1996
PEREGRINE BROKERAGE INC.
April 6, 1991 - September 9, 1992
WG TRADING COMPANY LIMITED PARTNERSHIP
August 25, 1987 - April 28, 1989
CITICORP SCRIMGEOUR VICKERS INTERNATIONAL, INC.
March 19, 1987 - June 22, 1987
MANKO COMPANY
March 5, 1984 - February 2, 1987
ROTHSCHILD & CO US INC.
September 26, 1979 - January 19, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/2/2008
Limited Representative-Equity Trader ExamSeries 5
Date: 10/15/1981
Interest Rate Options ExaminationCurrent Firm
S. GOLDMAN ADVISORS, LLC
CRD#: 139529 / SEC#: , 8-67229
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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