RH
Ronald J. Hochstein
HIGHSTONE GROUP
RICHMOND, VA 23221
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CRD#: 871881
RH
Professional summary
Ronald John Hochstein, CFP®, who also goes by Ron Hochstein, is a registered financial advisor currently at HIGHSTONE GROUP located in Richmond, Virginia and SILVER OAK SECURITIES, INCORPORATED located in Richmond, Virginia.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Ronald has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
What are your service offerings?
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Ron Hochstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COMPREHENSIVE FINANCIAL PLANNING CORPORATION (D/B/A COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS) - 4205 DOVER ROAD, RICHMOND, VA 23221 - PRIV CORP - RIA - 1/1/1993 - 120 HR/MO/TRD HRS - I MEET WITH CLIENTS TO DISCUSS FINANCIAL OBJECTIVES, GOALS, RECENT CHANGES, AND THEN DETERMINE THE METHOD TO OBTAIN THESE GOALS. - INVESTMENT RELATED
2) COMPREHENSIVE FINANCIAL INSURANCE SERVICES, INC - 4205 DOVER ROAD, RICHMOND, VA 23221 - PRIVATE CORPORATION - Insurance AGENT - - 6/18/1996 - 4 HR/MO/TRD HRS - INSURANCE SALES & SERVICE - NIR
3) HIGHSTONE PROPERTIES LLC - 4205 DOVER ROAD, RICHMOND, VA 23221 - PARTNERSHIP - LLC CREATED TO PURCHASE AN OFFICE BUILDING - 5/27/2011 - 0 HR/MO/TRD HRS - BASIC PROPERTY MAINTENANCE - NONINVESTMENT RELATED
4) COMPREHENSIVE FINANCIAL GROUP, LLC - 4205 DOVER ROAD, RICHMOND, VA 23221 - 01/1994 - NIR - COMPREHENSIVE FINANCIAL GROUP, LLC CURRENTLY IS THE ENTITY THAT TAX PREPARATION, ACCOUNTING IS CONDUCTED THROUGH OUR FIRM.
THIS ENTITY HAS ONE EMPLOYEE WHO IS A CPA. WE HAVE HAD THIS BUSINESS NAME IN EFFECT SINCE 1994, BUT USE IT ONLY FOR ACCOUNTING SERVICES. GENERALLY, WE DO NOT CHARGE FOR TAX PREP FOR INDIVIDUALS WHO HOLD INVESTMENT ADVISORY AGREEMENTS WITH COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC. DBA/HIGHSTONE GROUP. IN THE PAST HIGHSTONE FINANCIAL GROUP HAD BEEN THE NAME THAT WE MARKETED UNDER UNTIL WE MOVED A FEW YEARS AGO AND MADE FURTHER DEFINITION TO SERVICES PROVIDED. - I AM THE SOLE OWNER OF THIS ENTITY. ALL ACCOUNTING AND TAX WORK IS COMPLETED BY OUR IN HOUSE CPA. HE GIVES THE TAX ADVICE... - LLC - 0 HRS/MO TRADING
7) Highstone Group - 4205 Dover Road, Richmond, VA 23221 - 02/2012 - NIR - This business name is a "Doing Business As", DBA as part of Comprehensive Financial Planning Corporation (CFPC). The name, Highstone Group was added on 11-11-2011. - See Comprehensive Financial Planning Corporation - Private Corp - 120 hrs/mo trading -
CRS (Client Relationship Summary) - RIA
Click below to view Ronald John Hochstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
September 22, 1993 - Present
HIGHSTONE GROUP
Office #1: 4205 Dover Road, Richmond, VA 23221RIA
CRD#: 107549
RICHMOND, VA
Current
August 7, 2018 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 4205 Dover Road, Richmond, VA 23221RIA
BD
CRD#: 46947
Richmond, VA
Past
August 2, 2002 - August 3, 2018
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
RICHMOND, VA
Past
September 22, 1993 - June 12, 2012
HIGHSTONE GROUP
RIA
CRD#: 107549
RICHMOND, VA
Past
October 31, 1991 - August 2, 2002
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
June 15, 1988 - November 1, 1991
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
September 5, 1986 - June 21, 1988
WASHINGTON NATIONAL EQUITY COMPANY
BD
CRD#: 4242
Past
May 20, 1985 - September 19, 1986
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Past
May 2, 1984 - June 11, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
September 26, 1979 - May 24, 1984
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
Past
September 26, 1979 - May 24, 1984
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HG
HIGHSTONE GROUP
COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.
CRD#: 107549 / SEC#: 801-112136
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)Maryland
Registered Investment Advisory firm - (5/17/2018 Terminated)Virginia
Registered Investment Advisory firm - (4/30/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2018)
RR
California(8/7/2018)
RR
Colorado(8/7/2018)
RR
District of Columbia(8/7/2018)
RR
Florida(8/7/2018)
RR
Georgia(11/29/2021)
RR
Kentucky(8/7/2018)
IAR
Maryland(1/7/2013)
RR
Maryland(8/7/2018)
RR
Massachusetts(11/29/2021)
RR
Missouri(11/29/2021)
RR
Nebraska(8/7/2018)
RR
New Jersey(8/7/2018)
RR
New York(8/7/2018)
RR
North Carolina(8/7/2018)
RR
Ohio(8/7/2018)
RR
Pennsylvania(8/7/2018)
RR
South Carolina(8/7/2018)
RR
Tennessee(11/30/2021)
RR
Texas(8/7/2018)
IAR
Virginia(9/22/1993)
RR
Virginia(8/7/2018)
RR
Washington(8/7/2018)
RR
West Virginia(11/29/2021)
RR
Wyoming(11/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/18/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HG
HIGHSTONE GROUP
COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.
CRD#: 107549 / SEC#: 801-112136
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)Maryland
Registered Investment Advisory firm - (5/17/2018 Terminated)Virginia
Registered Investment Advisory firm - (4/30/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4205 Dover Road, Richmond, VA 23221
Mailing Address
Phone number
(804) 285-7010
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 179 |
| AUM (Assets Under Management) | $ 243,037,392 |
Red Flags
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Company Information
HIGHSTONE GROUP
CRD#: 107549Richmond, VA 23221TRUST BUT VERIFY
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Contact information
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