Ronald John Hochstein
CFP®Professional Summary
Ronald John Hochstein, CFP®, who also goes by Ron Hochstein, is a registered financial advisor currently at HIGHSTONE GROUP located in Richmond, Virginia and SILVER OAK SECURITIES, INCORPORATED located in Richmond, Virginia. Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Ronald has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Tax Planning
- Investment Planning
- Comprehensive Financial Planning
- Insurance Planning
- Retirement Planning
- Estate Planning
Other Aliases
Ron Hochstein
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.
Contact Information
Main Address
4205 Dover Road, Richmond, VA 23221Phone Number
(804) 285-7010# of Employees
4SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
841AUM (Assets Under Management)
$263,885,687Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.
State Registrations and Notice Filings
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(11/29/2021)
(8/7/2018)
(1/7/2013)
(8/7/2018)
(11/29/2021)
(11/29/2021)
(8/7/2018)
(8/7/2018)
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(8/7/2018)
(8/7/2018)
(8/7/2018)
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(11/30/2021)
(8/7/2018)
(9/22/1993)
(8/7/2018)
(8/7/2018)
(11/29/2021)
(11/29/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Sep 1979SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Ronald John Hochstein's CRS (Customer Relationship Summary).
Services Offered by Ronald
- Tax Planning
- Investment Planning
- Comprehensive Financial Planning
- Insurance Planning
- Retirement Planning
- Estate Planning
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AMERIPRISE FINANCIAL SERVICES, LLC
