Thomas K. Ambrose
Professional summary
Thomas Kevin Ambrose, who also goes by Tom Ambrose, is a registered financial advisor currently at AMBROSE WEALTH MANAGEMENT located in Landenberg, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Thomas has worked at 18 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Kevin Ambrose's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2015 - Present
AMBROSE WEALTH MANAGEMENT
July 2, 2014 - May 22, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 2, 2014 - May 22, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 7, 2012 - June 6, 2014
PROSPERA FINANCIAL SERVICES, INC.
November 7, 2012 - June 6, 2014
PROSPERA FINANCIAL SERVICES, INC.
May 14, 2010 - November 8, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
May 14, 2010 - November 8, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
January 30, 2006 - May 14, 2010
GROVE POINT INVESTMENTS, LLC
November 17, 2003 - January 16, 2007
BRANDYWINE FINANCIAL GROUP, INC.
January 31, 1997 - January 31, 2006
OSAIC WEALTH, INC.
July 1, 1996 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
March 21, 1996 - December 31, 2010
AMBROSE WEALTH MANAGEMENT
November 4, 1989 - July 2, 1996
LPL FINANCIAL LLC
September 1, 1989 - October 30, 1989
UMS INVESTMENTS, INC.
June 16, 1988 - August 24, 1989
FSC SECURITIES CORPORATION
February 2, 1988 - June 18, 1988
BAILEY, MARTIN & APPEL, INC.
June 25, 1987 - July 17, 1987
MONARCH INVESTMENTS INC.
October 29, 1985 - July 6, 1987
EXETER SECURITIES CORPORATION
May 17, 1985 - April 10, 1986
PENN AMERICAN SECURITIES CORPORATION
September 26, 1979 - October 24, 1985
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/26/2015)
Exams
Series 1
Date: 9/17/1979
Registered Representative ExaminationCurrent Firm
AMBROSE WEALTH MANAGEMENT
CRD#: 269838 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 2,200,000 |
Red Flags
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