Ronald A. Bouchard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald A Bouchard, who also goes by Ron Bouchard, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1979. Ronald had worked at 9 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1998 - June 3, 2002
SUNSET FINANCIAL SERVICES, INC.
February 8, 1996 - June 18, 1998
SII INVESTMENTS, INC.
October 23, 1995 - January 3, 1996
KEOGLER, MORGAN & COMPANY, INC.
October 23, 1995 - January 18, 1996
HORNOR, TOWNSEND & KENT, LLC
April 13, 1994 - March 8, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 13, 1994 - March 8, 1995
SIGNATOR INVESTORS, INC.
April 27, 1989 - April 21, 1994
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
June 29, 1984 - April 24, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
September 26, 1979 - July 6, 1984
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/17/1979
Registered Representative ExaminationCurrent Firm
SUNSET FINANCIAL SERVICES, INC.
CRD#: 3538 / SEC#: 801-71636, 8-14148
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KANSAS CITY LIFE INSURANCE COMPANY, INC. | PARENT COMPANY - OWNER | |
| ALVEY, DANIEL D'ANGELO | FINOP | 8114927 |
| BIXBY, ROBERT PHILIP | DIRECTOR | 2109740 |
| BIXBY, WALTER EDWIN III | DIRECTOR | 2687392 |
| BRANDT, JANICE LEE | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER BROKER/DEALER | 3232016 |
| DENNEY, SUSANNA JAYNE | VICE PRESIDENT - CHIEF OPERATIONS OFFICER | 2467520 |
| LAIRD, DAVID ARNOLD | DIRECTOR | |
| MASON, ALAN CRAIG JR | SECRETARY, DIRECTOR | |
| MILTON, MARK ALAN | DIRECTOR | 2155553 |
| NOGALSKI, JOHN LOUIS | VICE PRESIDENT, TAXES | 8083220 |
| PEIL, KRISTEN MICHELLE | AVP | 2438293 |
| PIEPER, JENNIFER KAY | VICE PRESIDENT, TREASURER & CONTROLLER | 7832157 |
| ULLOM, KELLY TODD | PRESIDENT / DIRECTOR | 1569201 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
Red Flags
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