Andrew P. Bodnar
Professional summary
Andrew Paul Bodnar JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, Andrew had worked at 6 firms, which includes BOLTON GLOBAL CAPITAL, COMMONWEALTH FINANCIAL NETWORK, KAVANAUGH SECURITIES INC., INTEGRATED RESOURCES EQUITY CORPORATION, SINGER & COMPANY SECURITIES INC., G. R. PHELPS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 1995 - September 25, 1997
BOLTON GLOBAL CAPITAL
July 6, 1992 - August 31, 1995
COMMONWEALTH FINANCIAL NETWORK
September 8, 1989 - July 6, 1992
KAVANAUGH SECURITIES, INC.
August 1, 1983 - September 21, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 13, 1981 - June 8, 1982
SINGER & COMPANY SECURITIES, INC.
September 25, 1979 - August 2, 1980
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/17/1979
Registered Representative ExaminationCurrent Firm
BOLTON GLOBAL CAPITAL
CRD#: 15650 / SEC#: , 8-33222
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRENIER, RAYMOND GERARD | CHAIRMAN OF THE BOARD | 1404159 |
| BEALS, MATTHEW GEORGE | PRESIDENT AND CHIEF OPERATING OFFICER | 5157251 |
| CATALDO, JOHN GENNARO | CHIEF ADMINISTRATIVE AND LEGAL OFFICER | 5707721 |
| MAHLE, DAPHNE JANE | CHIEF COMPLIANCE OFFICER | 4367277 |
| PRESKENIS, STEVEN CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 4410822 |
| TARPEY, STEVEN R | CHIEF FINANCIAL OFFICER | 6640625 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
| Bond | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
