Gerald L. Fields
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Leon Fields JR, who also goes by Jerry Fields, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1979. Gerald had worked at 4 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 1989 - November 10, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 15, 1989 - November 10, 1992
PRUCO SECURITIES, LLC.
July 18, 1983 - February 8, 1985
METROPOLITAN LIFE INSURANCE COMPANY
September 24, 1979 - May 26, 1982
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/17/1979
Registered Representative ExaminationCurrent Firm
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
CRD#: 680 / SEC#: 801-12484, 8-13881
Contact information
Red Flags
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