James Patrick Keane
Professional Summary
James Patrick Keane, who also goes by James P Keane, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1979 - 2015. James had worked at 11 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 3, Series 7, Series 1 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James P Keane
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
SHEEN FALLS STRATEGIES, LLC
Contact Information
Main Address
21745 Aberdeen Rd, Rocky River, OH 44116Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Oct 1996Series 5 — Interest Rate Options Examination
Passed Sep 1996Series 1 — Registered Representative Examination
Passed Sep 1979Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1984Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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