John N. Ference
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Nicholas Ference was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2002 - October 6, 2014
SECURITY DISTRIBUTORS
June 24, 2002 - September 24, 2002
METROPOLITAN LIFE INSURANCE COMPANY
June 24, 2002 - September 24, 2002
MSI FINANCIAL SERVICES, INC.
July 20, 2000 - December 8, 2001
SENTRA SECURITIES CORPORATION
March 23, 1992 - May 3, 2000
METROPOLITAN LIFE INSURANCE COMPANY
March 23, 1992 - May 3, 2000
MSI FINANCIAL SERVICES, INC.
August 6, 1990 - February 27, 1992
KEYBANC CAPITAL MARKETS INC.
May 18, 1990 - August 23, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 18, 1990 - August 23, 1990
PRUCO SECURITIES, LLC.
April 24, 1989 - May 14, 1990
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 24, 1989 - May 14, 1990
OSAIC FA, INC.
January 7, 1986 - May 2, 1989
UR FINANCIAL, INC.
September 24, 1979 - November 25, 1985
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/17/1979
Registered Representative ExaminationCurrent Firm
SECURITY DISTRIBUTORS
CRD#: 3336 / SEC#: , 8-10781
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE COMPANY | MEMBER | |
| AULETA, KURT EUGENE | SENIOR VICE PRESIDENT, SALES MANAGER WEST | 2463399 |
| BISHOP, COLIN WILLIAM | CFO, TREASURER & FINOP | 7787724 |
| BYRNES, DAVID GERARD | PRESIDENT & HEAD OF DISTRIBUTION | 1318905 |
| CARR, MARK JOSEPH | ASSISTANT VICE PRESIDENT | 2833346 |
| GARHART, GREGORY CHRISTOPHER | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | 5118892 |
| HILL, CARMEN RENEE | VICE PRESIDENT & ASSISTANT SECRETARY | 2646887 |
| JACQUINOT, JUSTIN ABER | SENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS | 4437252 |
| KILEY, JAMES J | SENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES | 1278905 |
| LACEY, SUSAN JANELLE | ASSISTANT TREASURER | 4930469 |
| MAGHINI, MICHAEL THOMAS | SENIOR VICE PRESIDENT, NATIONAL ACCOUNTS | 1239692 |
| REIDY, MICHAEL KEVIN | SENIOR VICE PRESIDENT | 1323936 |
| ROCHA, MATTHEW VINCENT | SENIOR VICE PRESIDENT, SALES MANAGER EAST | 5207062 |
| TALLEN, AARON MARSHAL | SECOND VICE PRESIDENT, HEAD OF DISTRIBUTION OPERATIONS & 401K DEFINED CONTRIBUTIONS | 4455856 |
| WILEY, DONALD ANDREW | VICE PRESIDENT | 1132196 |
| YOUNG, LISA MICHELLE | ASSISTANT TREASURER | 2596425 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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