Ira E. Temchin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Eugene Temchin was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1979. Ira had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2013 - July 14, 2016
PNC WEALTH MANAGEMENT LLC
December 3, 2013 - July 14, 2016
PNC WEALTH MANAGEMENT LLC
January 27, 2012 - November 25, 2013
ESSEX NATIONAL SECURITIES, LLC
January 27, 2012 - November 25, 2013
ESSEX NATIONAL SECURITIES, LLC
October 8, 2010 - January 9, 2012
CHASE INVESTMENT SERVICES CORP.
September 14, 2010 - January 9, 2012
CHASE INVESTMENT SERVICES CORP.
January 1, 2004 - March 24, 2009
PNC WEALTH MANAGEMENT LLC
January 1, 2004 - March 24, 2009
PNC WEALTH MANAGEMENT LLC
June 11, 2003 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
June 1, 2002 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
November 11, 1997 - June 1, 2002
PNC BROKERAGE CORP
October 1, 1992 - December 1, 1997
FIRST INSTITUTIONAL SECURITIES, L.L.C.
July 29, 1991 - October 1, 1992
JOSEPHTHAL & CO., INC.
August 20, 1990 - October 1, 1990
LEHMAN BROTHERS INC.
October 27, 1989 - August 24, 1990
FIRST INSTITUTIONAL SECURITIES, L.L.C.
October 26, 1989 - August 22, 1990
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
August 19, 1988 - November 4, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 1, 1984 - December 26, 1986
LISS TENNER & GOLDBERG SECURITIES CORPORATION
September 24, 1979 - September 7, 1988
GLICKENHAUS & CO. - NEW JERSEY
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
