George S. Fisher

Some features on this profile are disabled

CRD#: 871678

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Sol Fisher, who also goes by George S Fisher, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1979. George had worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

George S Fisher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 6, 2017 - October 10, 2017

PFS INVESTMENTS INC.

CRD#: 10111

LAWRENCEVILLE, GA

Past

May 9, 2016 - August 16, 2016

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

MIAMI, FL

Past

April 13, 2009 - March 6, 2015

CAPITAL GUARDIAN, LLC

CRD#: 137919

MIAMI, FL

Past

December 23, 2008 - January 30, 2009

WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677

WEST PALM BEACH, FL

Past

August 18, 2006 - November 7, 2008

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

CORAL GABLES, FL

Past

August 14, 2006 - November 7, 2008

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

CORAL GABLES, FL

Past

February 27, 2004 - July 21, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MIAMI, FL

Past

February 27, 2004 - July 21, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MIAMI, FL

Past

August 13, 2002 - February 27, 2004

WILLIAM R. HOUGH & CO.

RIA

CRD#: 2235

MIAMI, FL

Past

August 9, 2002 - February 27, 2004

WILLIAM R. HOUGH & CO.

CRD#: 2235

ST. PETERSBURG, FL

Past

February 28, 2000 - August 28, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MIAMI, FL

Past

February 28, 2000 - August 28, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 9, 1995 - February 24, 2000

FIRST EQUITY CORPORATION OF FLORIDA

CRD#: 9

MIAMI, FL

Past

October 3, 1989 - February 10, 1995

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Past

August 28, 1987 - October 10, 1989

FIRST EQUITY CORPORATION OF FLORIDA

CRD#: 9

MIAMI, FL

Past

January 9, 1987 - September 28, 1987

FIRST REPUBLIC CAPITAL CORPORATION

CRD#: 15526

Past

August 19, 1986 - January 1, 1987

M.G.S.I. SECURITIES, INC.

CRD#: 16723

Past

August 7, 1985 - August 12, 1986

GMS GROUP

CRD#: 8000

Past

August 7, 1985 - August 13, 1986

MOORE & SCHLEY, CAMERON & CO.

CRD#: 6917

Past

May 24, 1985 - August 16, 1985

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

January 26, 1982 - April 29, 1985

BEVILL, BRESLER & SCHULMAN INCORPORATED

CRD#: 6971

Past

September 24, 1979 - January 4, 1982

HANAUER, STERN & COMPANY,INCORPORATED

CRD#: 7077

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/6/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1980

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 9/15/1979

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/1987

General Securities Principal Examination

Current Firm

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 Primerica Parkway, Duluth, GA 30099-0001

Mailing Address

1 Primerica Parkway, Duluth, GA 30099-0001

Phone number

(770) 381-1000

Established

Georgia since 07/07/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

3,762

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PRIMERICA ADVISORS LIFETIME INVESTMENT PROGRAM (4/18/2025)

Direct owners and executive officers

Name	Position	CRD#
PRIMERICA FINANCE CORPORATION	DIRECT OWNER
COLEY, DASIA DEBORAH	VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	6760291
JENDUSA, NICHOLAS ADAM	EXECUTIVE VICE PRESIDENT	6037365
LESUTIS, MICHAEL	SENIOR VICE PRESIDENT & CHIEF COUNSEL	4751250
MILLER, DEBORAH LYNN	EXECUTIVE VICE PRESIDENT	3036949
NEMETZ, WILLIAM JAMES	DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER	4589878
REGARD, PAUL ETIENNE	PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER	2448671
RIVET, LORI ALLISON	EXECUTIVE VICE PRESIDENT	4496273
SUKIN, KAREN LYNN	EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL	6292138
WEIGLE, BRIAN STEVEN	DIRECTOR AND EXECUTIVE VICE PRESIDENT	4131816
WELLS, MICHAEL KURT	EXECUTIVE VICE PRESIDENT & TREASURER	5999501
WOODRING, DANIEL AARON	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	4028705

Regulatory assets under management

Total Number of Accounts	70,434
AUM (Assets Under Management)	$ 11,156,017,804

Disclosures

Regulatory Event	22
Arbitration	2
Bond	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

George S. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DINOSAUR FINANCIAL GROUP, L.L.C

CAPITAL GUARDIAN, LLC

WESTMINSTER FINANCIAL SECURITIES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

WILLIAM R. HOUGH & CO.

WILLIAM R. HOUGH & CO.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FIRST EQUITY CORPORATION OF FLORIDA

J. B. HANAUER & CO.

FIRST EQUITY CORPORATION OF FLORIDA

FIRST REPUBLIC CAPITAL CORPORATION

M.G.S.I. SECURITIES, INC.

GMS GROUP

MOORE & SCHLEY, CAMERON & CO.

UBS FINANCIAL SERVICES INC.

BEVILL, BRESLER & SCHULMAN INCORPORATED

HANAUER, STERN & COMPANY,INCORPORATED

Primary Firm SEC Registration

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/6/1982

SIE

Date: 10/10/2017

Series 7

Date: 10/18/1980

Series 52

Date: 9/15/1979

Series 24

Date: 6/10/1987

Current Firm

PFS INVESTMENTS INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PFS INVESTMENTS INC.

TRUST BUT VERIFY

Similar Advisors