Kenneth B. Rodwogin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Barry Rodwogin was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1979. Kenneth had worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1991 - February 9, 2022
KAHN BROTHERS LLC
February 1, 1983 - June 25, 1990
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 25, 1982 - February 3, 1983
STUART BROTHERS
May 10, 1982 - November 8, 1982
UNIFIED SECURITIES CORPORATION
September 20, 1979 - June 24, 1981
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/14/1998
Limited Representative-Equity Trader ExamCurrent Firm
KAHN BROTHERS LLC
CRD#: 7720 / SEC#: , 8-23135
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KAHN BROTHERS GROUP INC. | PARENT COMPANY | |
| KAHN, THOMAS GRAHAM | CHIEF COMPLIANCE OFFICER,CHAIRMAN, PRESIDENT, TREASURER, STOCKHOLDER & DIRECTOR | 263171 |
Red Flags
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