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Michael Wooten Bonnot

CRD# 871571·Registered 1979 - 1988
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Wooten Bonnot was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1979 - 1988. Michael had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

TEJAS SECURITIES, INC.·CRD# 16728
BD
February 18, 1986 - May 17, 1988
TRADESTAR INVESTMENTS,INC.·CRD# 14565
BD
May 31, 1985 - January 10, 1986
SUNSTRAND SECURITIES CORPORATION, INC.·CRD# 8374
BD
October 15, 1984 - May 21, 1985
PERSHING LLC·CRD# 7560
BD
June 27, 1983 - November 26, 1984
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
May 25, 1982 - July 5, 1983
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - June 10, 1982
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
September 20, 1979 - January 31, 1980

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Current Firm

TS
TEJAS SECURITIES, INC.

TEJAS SECURITIES, INC.

CRD#: 16728 / SEC#: 8-34266
BD
Expelled by FINRA on 04/27/1990

Contact Information

Established

Texas since 12/20/1982

Firm Type

Corporation

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1979About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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