James Michael Gissy
Professional Summary
James Michael Gissy, who also goes by James Michael Gissy Sr, is a registered financial advisor currently at CAPITAL MANAGEMENT SERVICES, INC. located in Manchester, Missouri. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. James has worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Michael Gissy Sr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
47 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
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Current Firm
CAPITAL MANAGEMENT SERVICES, INC. | RETIREMENT PLANNING SPECIALISTS | OSTLUND WEALTH MANAGEMENT | HTTPS://WWW.LINKEDIN.COM/IN/IRA-RICK-RICHARDSON | HTTPS://IRARICHARDSON.FREEDOMEQUITYGROUP.COM/ | GROVE WEALTH ADVISORS | CMS CAPITAL MANAGEMENT SERVICES
Contact Information
Main Address
410 Sovereign Ct. Suite 13, Manchester, MO 63011Phone Number
(636) 207-5829# of Employees
6SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
242AUM (Assets Under Management)
$145,200,000Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAPITAL MANAGEMENT SERVICES, INC. | RETIREMENT PLANNING SPECIALISTS | OSTLUND WEALTH MANAGEMENT | HTTPS://WWW.LINKEDIN.COM/IN/IRA-RICK-RICHARDSON | HTTPS://IRARICHARDSON.FREEDOMEQUITYGROUP.COM/ | GROVE WEALTH ADVISORS | CMS CAPITAL MANAGEMENT SERVICES
State Registrations and Notice Filings
(10/1/1995)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Michael Gissy's CRS (Customer Relationship Summary).
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