John G. Crossman

VEX SECURITIES

San Jose, CA 95110

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CRD#: 871545

Professional summary

John Gibson Crossman JR is a registered financial professional currently at VEX SECURITIES located in San Jose, California.

John is registered as a RR (Registered Representative) and started their career in finance in 1979. John has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 52, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Gibson Crossman JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2023 - Present

VEX SECURITIES

Office #1: 333 West San Carlos Street, San Jose, CA 95110Office #2: 333 West San Carlos Street, Suite 600, San Jose, CA 95110Office #3: 333 West San Carlos Street Suite 600, San Jose, CA 95110

CRD#: 317371

San Jose, CA

Past

November 3, 2017 - August 2, 2019

NEIGHBORLY SECURITIES

CRD#: 17686

San Francisco, CA

Past

October 14, 2002 - January 29, 2007

ABN AMRO INCORPORATED

CRD#: 15776

NEW YORK, NY

Past

August 23, 2000 - October 29, 2002

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

January 28, 2000 - August 18, 2000

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

January 11, 1999 - July 20, 2000

BNP PARIBAS INVESTMENT SERVICES, LLC

CRD#: 44598

MIAMI, FL

Past

September 16, 1998 - January 7, 1999

BNP PARIBAS BROKERAGE SERVICES, INC.

CRD#: 31394

KING OF PRUSSIA, PA

Past

October 7, 1985 - December 18, 1986

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

June 17, 1985 - August 19, 1985

S. D. COHN & CO.

CRD#: 735

Past

September 20, 1979 - June 11, 1986

CROSSMAN-THADDEUS CORPORATION

CRD#: 6622

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/21/2023)

New York
(12/13/2023)

Exams

State Security Law Exam

Series 63

Date: 11/21/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/24/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 2/3/2018

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 11/3/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 7/13/2018

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VEX SECURITIES

VEX SECURITIES | VEX SECURITIES, LLC

CRD#: 317371 / SEC#: , 8-70833

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

333 West San Carlos Street Suite 600, San Jose, CA 95110

Mailing Address

333 West San Carlos Street Suite 600, San Jose, CA 95110

Phone number

(650) 924-2785

Established

Delaware since 09/01/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VEX HOLDINGS, INCORPORATED	DIRECT OWNER
CROSSMAN, JOHN GIBSON JR	CEO	871545
SQUIRE, STEPHEN MALCOLM	CHIEF COMPLIANCE OFFICER	1596703

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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John G. Crossman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Gibson Crossman JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEIGHBORLY SECURITIES

ABN AMRO INCORPORATED

COWEN AND COMPANY

BNP PARIBAS SECURITIES CORP.

BNP PARIBAS INVESTMENT SERVICES, LLC

BNP PARIBAS BROKERAGE SERVICES, INC.

UBS FINANCIAL SERVICES INC.

S. D. COHN & CO.

CROSSMAN-THADDEUS CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/2023

Series 7TO

Date: 2/24/2022

SIE

Date: 10/1/2018

Series 52

Date: 2/3/2018

Series 7

Date: 11/3/2017

Series 24

Date: 3/14/2022

Series 53

Date: 7/13/2018

FINRA

Current Firm

VEX SECURITIES

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

VEX SECURITIES

TRUST BUT VERIFY

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