Gerald J. Stoiber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald James Stoiber was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1979. Gerald had worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1999 - August 16, 2000
AMERICAN INVESTMENT SERVICES, INC.
September 12, 1990 - May 31, 1999
AMERICAN INVESTMENT SERVICES, INC.
March 25, 1986 - October 23, 1990
EDWARD JONES
August 22, 1984 - March 10, 1986
BLUNT ELLIS & LOEWI INCORPORATED
September 12, 1980 - August 16, 1984
MF GLOBAL INC.
September 19, 1979 - May 15, 1980
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN INVESTMENT SERVICES, INC.
CRD#: 21111 / SEC#: , 8-38685
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
