Donald R. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Richard Andrews JR, who also goes by Donald Richard Andrews Jr, Rick Andrews Jr, Rick Andrews, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1998. Donald had worked at 3 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2019 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
June 13, 2018 - April 12, 2022
STONEX FINANCIAL INC.
September 30, 1998 - May 31, 2018
JONESTRADING
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/19/1998
Limited Representative-Equity Trader ExamCurrent Firm
INTL FCSTONE CREDIT TRADING LLC
CRD#: 41025 / SEC#: , 8-49291
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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