Daurene Lee
Professional summary
Daurene Lee, CFP® is a registered financial advisor currently at GSP FINANCIAL STRATEGIES located in Las Vegas, Nevada.
Daurene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Daurene has worked at 6 firms and has passed the Series 63, Series 5, Series 3, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daurene Lee's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
January 30, 2008 - Present
GSP FINANCIAL STRATEGIES
Office #1: 2700 E Sunset Rd A12, Las Vegas, NV 89120March 13, 2001 - February 13, 2008
COMMONWEALTH FINANCIAL NETWORK
July 6, 1992 - February 13, 2008
COMMONWEALTH FINANCIAL NETWORK
June 27, 1989 - July 6, 1992
KAVANAUGH SECURITIES, INC.
July 2, 1984 - June 20, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
November 24, 1982 - July 24, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
April 29, 1981 - November 15, 1982
ARM SECURITIES CORPORATION
September 18, 1979 - January 17, 1980
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/8/2009)
(1/30/2008)
Exams
Series 5
Date: 1/28/1983
Interest Rate Options ExaminationSeries 1
Date: 9/11/1979
Registered Representative ExaminationCurrent Firm
GSP FINANCIAL STRATEGIES
CRD#: 145725 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 8,259,313 |
Red Flags
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