Jesse Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Scott was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 1979. Jesse had worked at 8 firms and has passed the Series 63, Series 3, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 1990 - November 5, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
January 4, 1989 - May 2, 1989
WAMU INVESTMENTS, INC.
December 3, 1987 - August 11, 1988
INVEST FINANCIAL CORPORATION
December 22, 1986 - May 22, 1987
BAIRD, PATRICK & CO., INC.
October 9, 1985 - December 2, 1986
PRUDENTIAL EQUITY GROUP, LLC
November 9, 1984 - November 29, 1985
LEHMAN BROTHERS INC.
May 16, 1984 - November 13, 1984
ADVEST, INC.
October 30, 1979 - April 27, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 1979 - November 15, 1979
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/12/1985
Foreign Currency Options ExaminationCurrent Firm
FINANCIAL HORIZONS SECURITIES CORPORATION
CRD#: 20221 / SEC#: , 8-38143
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
