Mark C. Branigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Christopher Branigan was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 1979. Mark had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - September 5, 2014
GHENT CAPITAL ADVISORS LLC
July 31, 1999 - November 22, 2004
CANACCORD GENUITY SECURITIES LLC
July 10, 1995 - August 16, 1999
CIBC WORLD MARKETS CORP.
July 5, 1990 - June 13, 1995
ALEX. BROWN & SONS INCORPORATED
October 11, 1985 - July 23, 1990
LEHMAN BROTHERS INC.
October 2, 1984 - October 21, 1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
February 2, 1984 - June 18, 1984
L. F. ROTHSCHILD & CO. INCORPORATED
June 3, 1983 - February 2, 1984
KUHNS BROTHERS & LAIDLAW, INC.
April 5, 1982 - June 9, 1983
DREXEL BURNHAM LAMBERT INCORPORATED
December 21, 1979 - April 15, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
September 19, 1979 - December 29, 1979
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GHENT CAPITAL ADVISORS LLC
CRD#: 161663 / SEC#: 801-76922
Contact information
Red Flags
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