Carl A. Benton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Avery Benton was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1982. Carl had worked at 7 firms and has passed the Series 66, Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2013 - October 31, 2014
GLENMORE ADVISORS, LLC
July 23, 2004 - September 30, 2004
&PARTNERS
June 30, 2000 - March 19, 2002
THE ADVISORS GROUP, INC.
June 30, 1998 - September 25, 1998
REGISTER FINANCIAL ASSOCIATES, INC.
October 24, 1995 - July 10, 1996
PERSHING LLC
July 31, 1985 - June 10, 1987
J.C. BRADFORD & CO.
February 26, 1982 - May 1, 1985
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLENMORE ADVISORS, LLC
CRD#: 152975 / SEC#: 801-71126
Contact information
Red Flags
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