Maggie J. Depole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maggie J Depole, who also goes by Maggie Depole, Margaret J Depole, Margaret Jo Depole, Margaret Picciano, was a registered financial professional .
Maggie is a previously registered financial professional and started their career in finance in 1979. Maggie had worked at 10 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2011 - October 14, 2013
EASTGATE SECURITIES, LLC
May 10, 2006 - April 23, 2009
OPPENHEIMER & CO. INC.
May 8, 2006 - April 23, 2009
OPPENHEIMER & CO. INC.
August 23, 1996 - May 18, 2006
CITIGROUP GLOBAL MARKETS INC.
June 24, 1996 - May 18, 2006
CITIGROUP GLOBAL MARKETS INC.
May 16, 1994 - July 2, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 21, 1993 - April 26, 1994
DIME SECURITIES, INC.
July 31, 1993 - October 29, 1993
CITIGROUP GLOBAL MARKETS INC.
February 24, 1986 - July 31, 1993
LEHMAN BROTHERS INC.
January 15, 1986 - March 17, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 26, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
May 21, 1984 - July 31, 1993
LEHMAN BROTHERS INC.
September 21, 1982 - June 1, 1984
RAUSCHER PIERCE REFSNES, INC.
April 14, 1981 - September 19, 1981
E. F. HUTTON & COMPANY INC
September 19, 1979 - March 2, 1981
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
