Richard E. Struthers
Professional summary
Richard Edward Struthers is a registered financial advisor currently at CLEARWATER CAPITAL MANAGEMENT located in Naples, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Richard has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Edward Struthers's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2018 - Present
CLEARWATER CAPITAL MANAGEMENT
March 15, 1991 - February 3, 1998
IAI SECURITIES, INC.
September 13, 1979 - January 1, 1988
DAIN RAUSCHER INCORPORATED
Primary Firm SEC Registration
CLEARWATER CAPITAL MANAGEMENT
CRD#: 115283 / SEC#: 801-134477
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/14/2018)
Exams
Series 1
Date: 8/30/1979
Registered Representative ExaminationCurrent Firm
CLEARWATER CAPITAL MANAGEMENT
CRD#: 115283 / SEC#: 801-134477
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 129,530,000 |
Red Flags
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