Martin Lerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Lerner was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1979. Martin had worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 52, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1994 - May 31, 2024
DAVID LERNER ASSOCIATES, INC.
April 7, 1980 - February 27, 1988
DAVID LERNER ASSOCIATES, INC.
September 13, 1979 - February 25, 1980
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/31/1979
Registered Representative ExaminationCurrent Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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