Richard F. Curcio
Professional summary
Richard Frank Curcio is a registered financial professional currently at INTEGRITY INVESTMENTS, INC. located in Venice, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1979. Richard has worked at 4 firms and has passed the Series 63, Series 99TO, Series 6TO, Series 79TO, SIE, Series 7, Series 1, Series 14, Series 28, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Frank Curcio's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 1993 - Present
INTEGRITY INVESTMENTS, INC.
Office #1: 221 Pensacola Road, Venice, FL 34285Office #2: 333 S Tamiami Trail Suite 388, Venice, FL 34285October 11, 2012 - July 14, 2021
INTEGRITY MANAGEMENT & RESEARCH INC
May 9, 2001 - September 10, 2012
INTEGRITY MANAGEMENT & RESEARCH INC
July 21, 1986 - September 21, 1992
FIDELITY DISTRIBUTORS COMPANY LLC
September 13, 1979 - July 11, 1989
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/1993)
(7/21/2006)
(8/7/2006)
(7/21/1993)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 9/8/1979
Registered Representative ExaminationSeries 28
Date: 11/8/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
INTEGRITY INVESTMENTS, INC.
CRD#: 31017 / SEC#: , 8-45302
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
