Paul M. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Marcus Johnson, who also goes by Paul M Johnson, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 6 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2003 - September 21, 2004
AMERICAN BEACON PARTNERS, INC.
April 30, 1991 - November 15, 2002
WELLINGTON INVESTMENT SERVICES CORP.
February 15, 1990 - December 31, 1990
ACS SECURITIES CORP.
July 13, 1989 - December 19, 1989
ACS SECURITIES CORP.
July 29, 1988 - June 21, 1989
AFFILIATED INVESTMENT SECURITIES, INC.
November 7, 1984 - August 3, 1988
DECADE SECURITIES CORP.
December 10, 1982 - November 13, 1984
THE MILWAUKEE COMPANY
February 3, 1982 - June 15, 1982
AFFILIATED INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/29/1979
Registered Representative ExaminationCurrent Firm
AMERICAN BEACON PARTNERS, INC.
CRD#: 15791 / SEC#: , 8-32709
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
