Robert R. Giarraffa

NEW HORIZONS WEALTH MANAGEMENT

Cedar Knolls, NJ 07927

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CRD#: 870958

Professional summary

Robert Ralph Giarraffa, who also goes by Robert Giarraffa, is a registered financial advisor currently at NEW HORIZONS WEALTH MANAGEMENT located in Cedar Knolls, New Jersey and WORLD INVESTMENTS, LLC located in Cedar Knolls, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Giarraffa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NEW HORIZONS WEALTH MANAGEMENT, LLC 240 CEDAR KNOLLS ROAD, SUITE 306, CEDAR KNOLLS, NJ 07927 COMPANY NAME REGISTERED - 1982 POSITION - SOLE PROPRIETOR & PRES. OFFER LIFE INS. & LTC INS. TO MY CLIENTS IN MY NAME, NOT UNDER NEW HORIZONS WEALTH MANGEMENT, LLC. THROUGH TFS INSURANCE AGCY, INC. LINCROFT, NJ 07738 BUY/HOLD PLUS - TFS ADVISORY SERVICES 437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738 CO-PORTFOLIO MANAGER CONSULTANT START 2003 - AFFILIATION ENDED 5/2019 (LETTER ON FILE WITH HOME OFFICE) NO COMPENSATION DISCUSS MARKETING & STRATEGIC IDEAS W/ COMPANY OWNERS FOR ASR (AIRCRAFT SAFETY DEVICE). BACK DOOR BUDGETING FLORHAM PARK, NJ 07932 PRESIDENT/OWNER TO ANALYZE CLIENT CASH FLOW. NO COMPENSATION 10/1/3014 - 03/2016 MENDHAM LAKE ESTATES HOMEOWNERS ASSOC. P.O. BOX 173, IRONIA, NJ 07845 TREASURER POSITION, BOARD@MLEHOA.NET MAINTAIN RECORDS AND CHECKBOOK, COLLECT DUES AND PAY BILL FOR THE ASSOCIATION. 2 HRS/WEEK. NO COMPENSATION. NOT FINANCIAL PLANNING CLIENTS. ROBERT GIARRAFFA - AUTHOR OF AUTOBIOGRAPHY 1/1/2020, ONE HOUR PER DAY;ZERO HOURS DURING MARKET HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Ralph Giarraffa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2025 - Present

NEW HORIZONS WEALTH MANAGEMENT

Office #1: 240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927

RIA

CRD#: 328155

Cedar Knolls, NJ

Current

January 18, 1988 - Present

WORLD INVESTMENTS, LLC

Office #1: 240 Cedar Knolls Road Suite 306, Cedar Knolls, NJ 07927

CRD#: 20626

Cedar Knolls, NJ

Past

October 2, 2024 - January 1, 2025

NEW HORIZONS WEALTH MANAGEMENT

RIA

CRD#: 328155

CEDAR KNOLLS, NJ

Past

January 25, 2006 - December 12, 2023

WORLD INVESTMENTS, LLC

RIA

CRD#: 20626

BRANCHVILLE, NJ

Past

January 30, 2004 - November 15, 2005

NEW HORIZONS FINANCIAL SERVICES

RIA

CRD#: 129088

CEDAR KNOLLS, NJ

Past

January 13, 1987 - December 21, 1987

STUART STONE & CO., LLC

CRD#: 18190

Past

March 17, 1986 - January 1, 1987

FOCUS SECURITIES, INC.

CRD#: 15023

Past

January 23, 1980 - February 18, 1986

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

Past

September 6, 1979 - November 29, 1979

INTERCONTINENTAL SECURITIES, INC.

CRD#: 1795

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW HORIZONS WEALTH MANAGEMENT

NEW HORIZONS WEALTH MANAGEMENT | NHWM LLC

CRD#: 328155 / SEC#: 801-128979

RIA

Registered Investment Advisory firm - (10/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(2/4/2025)

IAR

New Jersey
(6/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 8/30/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NEW HORIZONS WEALTH MANAGEMENT

NEW HORIZONS WEALTH MANAGEMENT | NHWM LLC

CRD#: 328155 / SEC#: 801-128979

RIA

Registered Investment Advisory firm - (10/31/2023 Approved)

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Contact information

Main Address

240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927

Mailing Address

Phone number

(973) 540-1066

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (7/3/2025)

FORM ADV PART 2A (7/3/2025)

Regulatory assets under management

Total Number of Accounts	674
AUM (Assets Under Management)	$ 187,121,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert R. Giarraffa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Ralph Giarraffa's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD INVESTMENTS, LLC

NEW HORIZONS WEALTH MANAGEMENT

WORLD INVESTMENTS, LLC

NEW HORIZONS FINANCIAL SERVICES

STUART STONE & CO., LLC

FOCUS SECURITIES, INC.

CARDELL & ASSOCIATES, INCORPORATED

INTERCONTINENTAL SECURITIES, INC.

Primary Firm SEC Registration

NEW HORIZONS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2007

Series 63

Date: 9/23/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/15/1986

Series 1

Date: 8/30/1979

Series 24

Date: 1/26/1989

FINRA

Current Firm

NEW HORIZONS WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW HORIZONS WEALTH MANAGEMENT

TRUST BUT VERIFY

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