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RG

Robert R. Giarraffa

NEW HORIZONS WEALTH MANAGEMENT
Cedar Knolls, NJ 07927
Some features on this profile are disabled
CRD#: 870958
RG

Professional summary

Robert Ralph Giarraffa, who also goes by Robert Giarraffa, is a registered financial advisor currently at NEW HORIZONS WEALTH MANAGEMENT located in Cedar Knolls, New Jersey and WORLD INVESTMENTS, LLC located in Cedar Knolls, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert Giarraffa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Ralph Giarraffa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2025 - Present

NEW HORIZONS WEALTH MANAGEMENT

Office #1: 240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927
RIA
CRD#: 328155
Cedar Knolls, NJ
Current

January 18, 1988 - Present

WORLD INVESTMENTS, LLC

Office #1: 240 Cedar Knolls Road Suite 306, Cedar Knolls, NJ 07927
BD
CRD#: 20626
Cedar Knolls, NJ
Past

October 2, 2024 - January 1, 2025

NEW HORIZONS WEALTH MANAGEMENT

RIA
CRD#: 328155
CEDAR KNOLLS, NJ
Past

January 25, 2006 - December 12, 2023

WORLD INVESTMENTS, LLC

RIA
CRD#: 20626
BRANCHVILLE, NJ
Past

January 30, 2004 - November 15, 2005

NEW HORIZONS FINANCIAL SERVICES

RIA
CRD#: 129088
CEDAR KNOLLS, NJ
Past

January 13, 1987 - December 21, 1987

STUART STONE & CO., LLC

BD
CRD#: 18190
Past

March 17, 1986 - January 1, 1987

FOCUS SECURITIES, INC.

BD
CRD#: 15023
Past

January 23, 1980 - February 18, 1986

CARDELL & ASSOCIATES, INCORPORATED

BD
CRD#: 7700
Past

September 6, 1979 - November 29, 1979

INTERCONTINENTAL SECURITIES, INC.

BD
CRD#: 1795

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NH
NEW HORIZONS WEALTH MANAGEMENT
NEW HORIZONS WEALTH MANAGEMENT | NHWM LLC

CRD#: 328155 / SEC#: 801-128979

RIA
Registered Investment Advisory firm - (10/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(6/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/17/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 8/30/1979
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/26/1989
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NH
NEW HORIZONS WEALTH MANAGEMENT
NEW HORIZONS WEALTH MANAGEMENT | NHWM LLC

CRD#: 328155 / SEC#: 801-128979

RIA
Registered Investment Advisory firm - (10/31/2023 Approved)
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Contact information

Main Address
240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927
Mailing Address
Phone number
(973) 540-1066
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (2/10/2026)
FORM ADV PART 2A (2/10/2026)

Regulatory assets under management

Total Number of Accounts740
AUM (Assets Under Management)$ 203,265,394

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW HORIZONS WEALTH MANAGEMENT

CRD#: 328155Cedar Knolls, NJ 07927

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