David R. Koburger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Robert Koburger was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1979. David had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 41, Series 7, Series 12, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2010 - April 25, 2018
MANAGED ACCOUNT SERVICES, LLC
March 22, 2006 - May 12, 2010
JESUP & LAMONT SECURITIES CORP
March 19, 2003 - January 14, 2004
ADVEST, INC.
November 4, 2002 - December 31, 2017
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
July 15, 1993 - March 6, 2006
ADVEST, INC.
October 3, 1988 - August 6, 1993
DOMINICK & DICKERMAN LLC
September 22, 1986 - October 3, 1988
DOMIK CORP.
August 30, 1979 - October 3, 1986
JW GENESIS CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 12/19/1981
NYSE Allied Member ExaminationSeries 12
Date: 6/3/1982
NYSE Branch Manager ExaminationCurrent Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
