Michael P. Walsh

JAG CAPITAL MANAGEMENT LLC

ST. LOUIS, MO 63131

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CRD#: 870673

Professional summary

Michael Phelan Walsh is a registered financial advisor currently at JAG CAPITAL MANAGEMENT LLC located in St. Louis, Missouri.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Phelan Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2013 - Present

JAG CAPITAL MANAGEMENT LLC

Office #1: 1610 Des Peres Rd Ste 120, St. Louis, MO 63131

RIA

CRD#: 159227

ST. LOUIS, MO

Past

October 14, 1997 - May 14, 2013

J.A. GLYNN INVESTMENTS, LLC.

RIA

CRD#: 22011

SAINT LOUIS, MO

Past

May 11, 1988 - March 3, 2021

J.A. GLYNN INVESTMENTS, LLC.

CRD#: 22011

SAINT LOUIS, MO

Past

December 5, 1980 - May 25, 1988

J. A. GLYNN & CO.

CRD#: 2020

Past

August 28, 1979 - December 28, 1980

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JAG CAPITAL MANAGEMENT LLC

JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA

Registered Investment Advisory firm - (10/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/14/2013)

IAR

Texas
(1/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/24/1986

General Securities Principal Examination

Current Firm

JAG CAPITAL MANAGEMENT LLC

JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA

Registered Investment Advisory firm - (10/26/2011 Approved)

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Contact information

Main Address

1610 Des Peres Rd Ste 120, St. Louis, MO 63131

Mailing Address

Phone number

(314) 997-1277

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JAG CAPITAL MANAGEMENT LLC FORM ADV 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,530
AUM (Assets Under Management)	$ 1,695,603,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Michael P. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Phelan Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.A. GLYNN INVESTMENTS, LLC.

J.A. GLYNN INVESTMENTS, LLC.

J. A. GLYNN & CO.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

JAG CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/1997

Series 63

Date: 9/5/1979

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1979

Series 24

Date: 1/24/1986

Current Firm

JAG CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JAG CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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