David N. Nissim

POWERING YOUR RETIREMENT

Chester, CA

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CRD#: 870666

Professional summary

David Nooriel Nissim is a registered financial advisor currently at POWERING YOUR RETIREMENT located in Chester, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. David has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Nooriel Nissim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2022 - Present

POWERING YOUR RETIREMENT

RIA

CRD#: 314812

Chester, CA

Past

July 13, 2017 - October 21, 2021

GLOBE & ANCHOR WEALTH MANAGEMENT & FINANCIAL PLANNING, LLC

RIA

CRD#: 287722

WALNUT CREEK, CA

Past

May 13, 2003 - May 8, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WALNUT CREEK, CA

Past

November 5, 2001 - May 8, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WALNUT CREEK, CA

Past

June 26, 1992 - December 3, 2001

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

August 25, 1989 - June 30, 1992

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 24, 1987 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Past

April 1, 1986 - July 11, 1987

BWS, INC.

CRD#: 17569

Past

December 3, 1984 - April 1, 1986

BIRR, WILSON & CO., INC.

CRD#: 93

Past

July 27, 1983 - December 10, 1984

BOETTCHER & COMPANY, INC.

CRD#: 101

Past

August 28, 1979 - August 19, 1983

SUTRO & CO. INCORPORATED

CRD#: 801

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/22/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/1979

General Securities Representative Examination

Current Firm

POWERING YOUR RETIREMENT

POWERING YOUR RETIREMENT | POWERING YOUR RETIREMENT, LLC

CRD#: 314812 / SEC#:

California

Registered Investment Advisory firm - (7/14/2021 Approved)

Texas

Registered Investment Advisory firm - (11/9/2021 Approved)

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Contact information

Main Address

12657 Alcosta Boulevard Suite 415, San Ramon, CA 94583

Mailing Address

231 Market Street Suite #602, San Ramon, CA 94583

Phone number

(925) 726-4015

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	194
AUM (Assets Under Management)	$ 80,200,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David N. Nissim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Nooriel Nissim's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBE & ANCHOR WEALTH MANAGEMENT & FINANCIAL PLANNING, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SUTRO & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

BWS, INC.

BIRR, WILSON & CO., INC.

BOETTCHER & COMPANY, INC.

SUTRO & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/1992

SIE

Date: 5/8/2017

Series 7

Date: 8/23/1979

Current Firm

POWERING YOUR RETIREMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POWERING YOUR RETIREMENT

TRUST BUT VERIFY

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