Michael E. Whitman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Whitman, who also goes by Mike Whitman, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2011 - November 20, 2024
TRITON FINANCIAL GROUP, INC.
June 12, 2000 - December 5, 2007
KESTRA INVESTMENT SERVICES, LLC
March 24, 1998 - June 20, 2000
BERKSHIRE EQUITY SALES, INC.
February 26, 1997 - February 27, 1998
BERKSHIRE EQUITY SALES, INC.
February 18, 1983 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
August 28, 1979 - February 18, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 28, 1979 - February 18, 1997
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/19/1979
Registered Representative ExaminationCurrent Firm
TRITON FINANCIAL GROUP, INC.
CRD#: 153048 / SEC#: 801-110006
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,114 |
| AUM (Assets Under Management) | $ 261,289,777 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
